AI Compliance Evidence Pack
Auditor Review Edition
Purpose
Auditor-grade evidence for AI compliance readiness review
This artifact provides structured evidence of HAIEC's AI compliance posture for:
- External auditors conducting SOC 2 or ISO 27001 assessments
- Compliance counsel reviewing AI regulatory readiness
- Regulators evaluating AI governance practices
This is NOT:
- • A certification or compliance attestation
- • A legal opinion or regulatory determination
- • A guarantee of compliance with any specific law
Evidence Pack Contents
AI System Inventory
All AI/ML systems operated by HAIEC
Risk Classification Logic
Deterministic, rule-based risk scoring
Control → Evidence Mapping
12 controls with audit status
Human Oversight Documentation
Accountability attestations
Known Gaps & Remediation Plan
7 disclosed gaps with target dates
Evidence Retention Policy
Retention periods and review cadence
Request Evidence Pack
Please provide your information to receive the evidence pack via email.
Important Notice
This evidence pack is provided for informational and audit preparation purposes only. It does NOT constitute legal advice, certification of compliance, regulatory approval, or a guarantee of audit success.
Compliance determinations must be made by qualified legal counsel or auditors. HAIEC disclaims all liability for decisions made based on this document.
For legal or regulatory guidance, consult qualified professionals licensed in your jurisdiction.
Evidence Requests
For additional evidence or questions:
- Email: compliance@haiec.com
- Response Time: 5 business days
- Delivery: Secure portal or encrypted email